Stephen Seligman
Stephen Seligman is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 28 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
90 Park Ave, 18th Floor, New York, NY, 10016
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Regulatory History (1)
Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Stephen is a broker for Lenox Advisors, Inc., selling life, disability, long-term care, and group benefits/health insurance, dedicating a few hours per week. Stephen also owns a rental vacation home and manages the rental, dedicating a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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