Scott Steves is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5847 San Felipe Street, Houston, TX, 77057
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott owns Steves Investments, LLC (personal rental property investments) and is a business advisor to family management at Taylor-Steves Furn Co, Inc., each taking minimal time. He also works at Gallagher Fiduciary Advisors and Gallagher Benefit Services, dedicating nearly full-time and about a quarter of his time, respectively, to retirement plan consulting.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Gallagher Fiduciary Advisors, LLC
Previous Registrations
Triad Advisors LLCBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
NFP Securities, INC.
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Woodbury Financial Services, INC.Broker
State Registrations26 states
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