Adrian Johnson is a registered investment advisor at Pugh Capital Management, INC., based in Seattle, WA, with 18 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pugh Capital manages fixed income investments for institutional clients. Fees are negotiated individually with each client and vary based on the amount invested, the investment strategy selected, and other factors.
For example:
- Core Fixed Income Strategy: 0.25% annually on the first $100 million, and 0.15% on amounts over $100 million.
- Broad High Yield Market Strategy: 0.525% annually on the first $100 million, and 0.475% on amounts over $100 million.
Location
1700 7th Avenue, Suite 1510, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pugh Capital Management, INC.
Previous Registrations
City National Rochdale
Rim Securities LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
Arvest Asset ManagementBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.