Adrian Johnson is a registered investment advisor at Pugh Capital Management, INC., based in Seattle, WA, with 19 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 52 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100.0M | 0.25% |
| $100M+ | 0.15% |
Rates shown are for the Core Fixed Income Strategy. Other strategies have different fee schedules ranging from 0.15% to 0.525%. Fees are negotiable.
Fee Estimator
Location
1700 7th Avenue, Suite 1510, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pugh Capital Management, INC.
Previous Registrations
City National Rochdale
Rim Securities LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
Arvest Asset ManagementBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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