Frank Calise
Frank Calise is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 27 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6929 E. Greenway Parkway, Suite 170, Scottsdale, AZ, 85254
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Regulatory History (1)
Customer Dispute
January 2020Other Business ActivitiesSells Insurance
Frank manages multiple businesses, including Calise Enterprises (H&R Block franchise) where he spends about half his time, CFR Capital Group LLC where he spends about a quarter of his time, and KAFF Mariposa LLC (rental house). He also services existing annuities and sells/monitors EIAs through Avantax Insurance Agency Inc, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Next Financial Group, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Unified Wealth Management, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Prime Capital Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
David Lerner Associates, INC.Broker
Dalton Kent Securities Group, INC.Broker
Iar Securities CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.