Cindy Cook is a CFP, ChFC-designated registered investment advisor, based in Austin, TX, with 27 years of industry experience.
Location
3410 Far West Blvd, Ste 201, Austin, TX, 78731
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cindy receives royalty checks from mineral rights, dedicating minimal time to this activity. She also works as an independent contractor and RJFS advisor, operating a business and providing financial advisory services, taking about half of her time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations14 states
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