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Michael Trickey

27 Years of Experience
Marquette, MI
1 DisclosureBrokerSells Insurance

Michael Trickey is a registered investment advisor at Cetera Investment Advisers LLC, based in Marquette, MI, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Marquette, MI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2004
Denied
Other Business ActivitiesSells Insurance

Michael is an independent insurance agent selling fixed insurance products since 2010, dedicating full-time hours to this activity. He also participates in a bowling league, American Legion activities, and Marquette American Legion Baseball, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
September 2010 - June 2021 · 10 yrs 9 mos
Voya Financial Advisors, INC.Broker
May 2010 - June 2021 · 11 yrs 1 mo
LPL Financial CorporationBroker
March 2008 - January 2010 · 1 yr 10 mos
Ifmg Securities, INC.Broker
March 2007 - March 2008 · 1 yr
Pruco Securities, LLC.Broker
March 1998 - February 2007 · 8 yrs 11 mos
State Registrations7 states
FLGAMIMNOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Trickey - Financial Advisor | TrueAdvisor