Todd Knapp
Todd Knapp is a registered investment advisor at International Assets Investment Management, LLC, based in Salinas, CA, with 27 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
975 West Alisal Street, Suite G, Salinas, CA, 93901
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
August 2021Judgment / Lien
January 2020Judgment / Lien
February 2017Judgment / Lien
August 2016Judgment / Lien
September 2014Judgment / Lien
September 2013Other Business Activities
Todd is the owner/member of Knapp Financial Group, LLC since 2009 and owner of Knapp Wealth Management since 2012, both requiring minimal time. He is also an advisor with International Assets Investment Management LLC since 2021, dedicating about a quarter of his time.
Employment History
Current Registrations
International Assets Advisory, LLCBroker
International Assets Investment Management, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Painewebber IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.