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Margaret Swinney

Acorn Financial Advisory Services, INC.
28 Years of Experience
Manassas, VA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Margaret Swinney is a registered investment advisor at Acorn Financial Advisory Services, INC., based in Manassas, VA, with 28 years of industry experience. Margaret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 2,619 clients with $1.4B in assets under management.

Acorn Financial Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
2,619 clients
Average Client Portfolio
$534K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Minimum Annual Fee:$17,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.90%
$10.0M - $20.0M0.80%
$20.0M - $50.0M0.70%
$50M+0.60%

Certain specialized strategies (strategicALPHA, strategicCORE, strategicOPPORTUNITIES) are assessed a flat annual fee of 1.50%. Fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9300 W Courthouse Road #307, Manassas, VA, 20110

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Settled
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Margaret is an agent for Acorn Financial, selling fixed life insurance, and owns Swinney Financial, LLC, managing its books and records. She also owns a rental property, spending minimal time on each of these activities.

Employment History
Current Registrations
Acorn Financial Advisory Services, INC.
March 2017 - Present · 9 yrs 7 mos
The Strategic Financial Alliance, INC.
March 2017 - Present · 9 yrs 7 mos
The Strategic Financial Alliance, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Voya Financial Advisors, INC.
January 2004 - March 2017 · 13 yrs 2 mos
Financial Planning Services of Virginia
December 1998 - December 2003 · 5 yrs
Voya Financial Advisors, INC.Broker
March 1998 - March 2017 · 19 yrs
State Registrations20 states
AZCACODCDEFLGAIDINMDMTNCNJNMOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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