Daniel Loy
Daniel Loy is a registered investment advisor at Independent Financial Group, LLC, based in Milpitas, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
360 Fairview Way, Milpitas, CA, 95035
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2025Customer Dispute
April 2022Customer Dispute
September 2021Employment Separation After Allegations
September 2015Customer Dispute
June 2012Customer Dispute
August 2004Other Business ActivitiesSells Insurance
Daniel owns a rental property and is a California insurance agent offering various insurance products through LTK Insurance, dedicating about 10-20% of his time to this. He also owns LTK Wealth Management for marketing purposes and is a board member of Venture Commerce Center- Milpitas Condo Association, dedicating minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Mony Securities CorporationBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.