Christopher Glass is a registered investment advisor, based in Chicago, IL, with 23 years of industry experience.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lbmz Securities, INC.
May 2009 - Present · 16 yrs 11 mos
Lbmz Securities, INC.Broker
May 2009 - Present · 16 yrs 11 mos
Zacks Investment Management, INC.
April 2009 - Present · 17 yrs
Previous Registrations
Prudential Investments LLC
October 2005 - May 2007 · 1 yr 7 mos
Prudential Investment Management Services LLCBroker
April 2005 - May 2007 · 2 yrs 1 mo
Stephens INC.Broker
June 2003 - December 2004 · 1 yr 6 mos
Quest Capital Strategies, INC.Broker
January 2003 - June 2003 · 5 mos
H.D. Vest Investment Securities, INC.Broker
November 1998 - January 2001 · 2 yrs 2 mos
State Registrations8 states
ARCOKSLAMSNMOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.