CW
CW
Christopher Watkins
28 Years of Experience
Minneapolis, MN
1 DisclosureBroker
Christopher Watkins is a registered investment advisor at UBS Financial Services INC., based in Minneapolis, MN, with 28 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
80 South 8th Street, Suite 3040, Minneapolis, MN, 55402
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004Denied
Employment History
Current Registrations
UBS Financial Services INC.
September 2006 - Present · 20 yrs 1 mo
UBS Financial Services INC.Broker
June 1998 - Present · 28 yrs 4 mos
Previous Registrations
Miller, Johnson & Kuehn, IncorporatedBroker
April 1998 - November 1998 · 7 mos
State Registrations44 states
AKARAZCACOCTDCFLGAHIIAIDILINKSKYMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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