AP
AP

Alpesh R Patel

27 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

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Location

2000 Avenue of the Stars, Suite 530 N, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alpesh owns Navigator Holdings LLC since May 2023, which was set up to hold cash. Alpesh spends minimal time on this activity, as there is no activity in the LLC.

Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 6 mos
Rockefeller Capital Management
February 2021 - Present · 5 yrs
Rockefeller Financial LLCBroker
February 2021 - Present · 5 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2009 - March 2021 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2009 - March 2021 · 11 yrs 7 mos
Wells Fargo Advisors, LLC
March 2007 - August 2009 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
March 2007 - August 2009 · 2 yrs 5 mos
Wells Fargo Investments, LLC
March 2002 - January 2007 · 4 yrs 10 mos
Wells Fargo Investments, LLCBroker
February 2002 - January 2007 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
June 1998 - January 2002 · 3 yrs 7 mos
State Registrations21 states
ARAZCACODEFLGAIDILKYMDMINCNJNVNYOKORTNTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.