Michael Wallace
Michael Wallace is a registered investment advisor at Rockefeller Capital Management, based in Los Angeles, CA, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6,490 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees vary by strategy, mandate size, and asset class. Equity strategies typically range from 0.50% to 1.5% annually, and fixed income strategies typically range from 0.10% to 0.75% annually. Private equity strategies charge up to 2.0% of committed capital plus carried interest. Fees are negotiable.
Fee Estimator
Location
1900 Ave of the Stars, Suite 1000, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2018Customer Dispute
August 2008Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Capital Management
Rockefeller Financial LLC
Rockefeller Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew WillisRockefeller Capital Management
- Lisa Kitchin, CFPRockefeller Capital Management
- Gary Pollock, CFPRockefeller Capital Management
- Rod Nakamoto, CFPRockefeller Capital Management
- John UriosteguiRockefeller Capital Management
- Matthew Birkett, CFPRockefeller Capital Management