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Sean Reddington

23 Years of Experience
Windsor Locks, CT
1 DisclosureBrokerSells Insurance

Sean Reddington is a registered investment advisor at Gwn Securities INC., based in Windsor Locks, CT, with 23 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

30 Suffield Street, Windsor Locks, CT, 06096

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Other Business ActivitiesSells Insurance

Sean sells fixed insurance and annuity products, as well as long-term care insurance, through Connect Financial Group. This takes nearly a full-time commitment.

Employment History
Current Registrations
Gwn Securities INC.
August 2019 - Present · 7 yrs 2 mos
Gwn Securities INC.Broker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Nationwide Securities, LLC
March 2018 - August 2019 · 1 yr 5 mos
Nationwide Securities, LLCBroker
March 2018 - August 2019 · 1 yr 5 mos
Voya Financial Advisors, INC.
April 2012 - January 2018 · 5 yrs 9 mos
Voya Financial Advisors, INC.Broker
February 2011 - January 2018 · 6 yrs 11 mos
Ing Financial Partners, INC
February 2011 - March 2011 · 1 mo
Infinex Investments, INC.Broker
September 2008 - April 2009 · 7 mos
Infinex Investments, INC.
September 2008 - April 2009 · 7 mos
Sentinel Pension Advisors INC
May 2008 - August 2008 · 3 mos
Sentinel Securities, INC.Broker
March 2006 - August 2008 · 2 yrs 5 mos
Orbitex Funds Distributor, INC.Broker
December 2003 - November 2004 · 11 mos
Phoenix Equity Planning CorporationBroker
October 2001 - October 2003 · 2 yrs
Essex National Securities, INC.Broker
June 2000 - October 2000 · 4 mos
Infinex Investments, INC.Broker
June 1998 - May 2000 · 1 yr 11 mos
State Registrations9 states
AZCACOCTFLNYOHPAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.