SR
SR

Sean Reddington

23 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBrokerSells Insurance

Sean Reddington is a registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 23 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$2K

GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.

Loading...

Location

11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Other Business ActivitiesSells Insurance

Sean sells fixed insurance and annuity products, as well as long-term care insurance, through Connect Financial Group. This takes nearly a full-time commitment.

Employment History
Current Registrations
Gwn Securities INC.
August 2019 - Present · 7 yrs 1 mo
Gwn Securities INC.Broker
August 2019 - Present · 7 yrs 1 mo
Previous Registrations
Nationwide Securities, LLC
March 2018 - August 2019 · 1 yr 5 mos
Nationwide Securities, LLCBroker
March 2018 - August 2019 · 1 yr 5 mos
Voya Financial Advisors, INC.
April 2012 - January 2018 · 5 yrs 9 mos
Voya Financial Advisors, INC.Broker
February 2011 - January 2018 · 6 yrs 11 mos
Ing Financial Partners, INC
February 2011 - March 2011 · 1 mo
Infinex Investments, INC.Broker
September 2008 - April 2009 · 7 mos
Infinex Investments, INC.
September 2008 - April 2009 · 7 mos
Sentinel Pension Advisors INC
May 2008 - August 2008 · 3 mos
Sentinel Securities, INC.Broker
March 2006 - August 2008 · 2 yrs 5 mos
Orbitex Funds Distributor, INC.Broker
December 2003 - November 2004 · 11 mos
Phoenix Equity Planning CorporationBroker
October 2001 - October 2003 · 2 yrs
Essex National Securities, INC.Broker
June 2000 - October 2000 · 4 mos
Infinex Investments, INC.Broker
June 1998 - May 2000 · 1 yr 11 mos
State Registrations9 states
AZCACOCTFLNYOHPAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Reddington - Financial Advisor | TrueAdvisor