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CFP

Francisco Fuentes

Transamerica Retirement Advisors, LLC
27 Years of Experience
Miami, FL
Broker
View SEC Summary
View SEC Summary

Francisco Fuentes is a CFP-designated registered investment advisor at Transamerica Retirement Advisors, LLC, based in Miami, FL, with 27 years of industry experience. Francisco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,722 clients with $19B in assets under management.

Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
306 advisors
Number of Clients
212,722 clients
Average Client Portfolio
$89K average
Assets Under Management
$18.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K0.95%
$150K - $1000K0.90%
$1M+0.80%

Fees are not negotiable. Breakpoint reductions may apply based on products and services held through Transamerica.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Miami, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
September 2018 - Present · 8 yrs 1 mo
Transamerica Investors Securities, LLC
September 2018 - Present · 8 yrs 1 mo
Transamerica Investors Securities, LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
November 2005 - September 2018 · 12 yrs 10 mos
Cetera Financial Specialists LLCBroker
November 2005 - September 2018 · 12 yrs 10 mos
Esi Financial Advisors
June 2005 - November 2005 · 5 mos
Esi Financial Advisors
February 2005 - June 2005 · 4 mos
Equity Services, INC.Broker
February 2005 - November 2005 · 9 mos
VALIC Financial Advisors, INC.
October 2000 - September 2004 · 3 yrs 11 mos
VALIC Financial Advisors, INC.Broker
October 2000 - September 2004 · 3 yrs 11 mos
The Variable Annuity Marketing CompanyBroker
October 2000 - December 2001 · 1 yr 2 mos
Suntrust Securities, INC.Broker
May 1998 - September 2000 · 2 yrs 4 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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