Rischi Sharma
Rischi Sharma is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lexington, KY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lexington, KY
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2004Other Business ActivitiesSells Insurance
Rischi is involved with several businesses, including FASVAS.com (non-variable insurance), Assembly Pointe Financial, PAYBEN Insurance Services, PAYBEN: Insurance & Financial Services, PAYBEN Financial, and a real estate rental. He also spends a minimal amount of time on a Norton program related to identity theft.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Intrepid Securities, INC.Broker
Providential Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.