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Herbert Segall

28 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Herbert Segall is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 28 years of industry experience. Herbert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10877 Wilshire Blvd, Ste 1700, Los Angeles, CA, 90024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Denied
Employment History
Current Registrations
Wells Fargo Advisors
August 2017 - Present · 9 yrs 2 mos
Wells Fargo Clearing Services, LLC
August 2017 - Present · 9 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2017 · 8 yrs 2 mos
Morgan Stanley
June 2009 - August 2017 · 8 yrs 2 mos
Citigroup Global Markets INC.
August 2008 - June 2009 · 10 mos
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
UBS Financial Services INC.
November 1998 - August 2008 · 9 yrs 9 mos
UBS Financial Services INC.Broker
July 1998 - August 2008 · 10 yrs 1 mo
State Registrations21 states
AZCACOFLGAILMAMONCNENJNVNYOKORPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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