Carl Cornaglia
Carl Cornaglia is a registered investment advisor at Kovack Advisors, INC., based in North Haven, CT, with 27 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
5 Saint John Street, Suite 200, North Haven, CT, 06473
Get directionsHistory
Regulatory History (8)
Financial
May 2022Customer Dispute
March 2013Customer Dispute
October 2011Customer Dispute
April 2011Customer Dispute
August 2009Customer Dispute
May 2009Customer Dispute
November 2008Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Carl is a managing principal at American Heritage Insurance, LLC, involved with property and casualty insurance sales, dedicating minimal time. He is also a broker for BRBG LLC, dealing with property and casualty insurance, spending minimal time as well.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.
Kovack Securities INC.Broker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Securities Service Network, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.