Simon Arrata is a registered investment advisor at Traynor Capital Management, based in Brookville, NY, with 26 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,590 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable based on client objectives, related family accounts, total assets managed, and investment strategies employed. Fees for amounts over $5,000,000 are negotiable.
Fee Estimator
Location
Brookville, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Simon is the owner of Cooperative Financial, LLC, an advisory firm, dedicating about half of his time to managing the company. He also owns rental properties, spending minimal time on this activity.
Employment History
Current Registrations
Traynor Capital Management
Previous Registrations
Harvest USABroker
Sowell Management
Targeted Financial Services, LLC
Triad Advisors LLCBroker
Harvest USABroker
Fidelity Investments Institutional Services Company, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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