MS
MS
Michael Smith
27 Years of Experience
Knoxville, TN
1 DisclosureBroker
Michael Smith is a registered investment advisor at Charles Schwab & CO., INC., based in Knoxville, TN, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10114 Parkside Drive, Suite 102, Knoxville, TN, 37922-1944
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2023Closed-No Action
Employment History
Current Registrations
Charles Schwab & CO., INC.
June 2011 - Present · 14 yrs 11 mos
Charles Schwab & CO., INC.Broker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
First Tennessee Advisory Services, INC.
January 2010 - May 2011 · 1 yr 4 mos
Ftb Advisors, INC.
December 2009 - May 2011 · 1 yr 5 mos
First Tennessee Brokerage, INC.Broker
November 2009 - May 2011 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
January 2000 - October 2009 · 9 yrs 9 mos
J.P. Turner & Company, L.L.C.Broker
June 1999 - November 1999 · 5 mos
United Services Planning Association, INC.Broker
August 1998 - July 1999 · 11 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.