TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Craig Beauregard

Charles Schwab & CO., INC.
29 Years of Experience
Knoxville, TN
Broker
View SEC Summary
View SEC Summary

Craig Beauregard is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Knoxville, TN, with 29 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10114 Parkside Drive, Suite 102, Knoxville, TN, 37922-1944

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2026 - Present · 2 mos
Charles Schwab & CO., INC.Broker
August 2026 - Present · 2 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2026 · 1 yr 5 mos
Fidelity Personal and Workplace Advisors
July 2018 - March 2025 · 6 yrs 8 mos
Strategic Advisers LLC
May 2012 - July 2018 · 6 yrs 2 mos
Fidelity Brokerage Services LLCBroker
January 2012 - August 2026 · 14 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - March 2011 · 0 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2009 · 4 yrs 5 mos
Quick & Reilly, INC.Broker
June 2000 - October 2004 · 4 yrs 4 mos
TD Waterhouse Investor Services, INC.Broker
February 1996 - April 2000 · 4 yrs 2 mos
Barron Chase Securities, INC.Broker
May 1995 - December 1995 · 7 mos
Baraban Securities, INC.Broker
October 1994 - May 1995 · 7 mos
Dickinson & CO.Broker
February 1994 - October 1994 · 8 mos
State Registrations2 states
KYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Knoxville, TN →All financial advisors in Tennessee →