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Erick Caledonia

Voya Financial Advisors, INC.
27 Years of Experience
Boston, MA
1 DisclosureBroker
View SEC Summary
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Erick Caledonia is a registered investment advisor at Voya Financial Advisors, INC., based in Boston, MA, with 27 years of industry experience. Erick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.

Voya Financial Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
755 advisors
Number of Clients
16,336 clients
Average Client Portfolio
$237K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1.0M2.50%
$1.0M - $2.0M2.35%
$2.0M - $5.0M2.10%
$5.0M - $10.0M2.05%
$10M+2.00%

Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

121 Seaport Boulevard, 11th floor, Boston, MA, 02210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1986
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Voya Financial Advisors, INC.
September 2025 - Present · 1 yr 1 mo
Voya Financial Advisors, INC.Broker
September 2025 - Present · 1 yr 1 mo
Voya Retirement Advisors, LLC
August 2019 - Present · 7 yrs 2 mos
Voya Financial Partners, LLC
August 2019 - Present · 7 yrs 2 mos
Voya Financial Partners, LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Voya Financial Advisors, INC.
July 2018 - June 2019 · 11 mos
Voya Financial Advisors, INC.Broker
July 2018 - June 2019 · 11 mos
Voya Financial Partners, LLCBroker
September 2016 - August 2018 · 1 yr 11 mos
Ing Financial Partners, INC
November 2012 - April 2013 · 5 mos
Ing Financial Partners, INC.Broker
October 2012 - April 2013 · 6 mos
Voya Retirement Advisors, LLC
October 2010 - August 2018 · 7 yrs 10 mos
Voya Retirement Advisors, LLCBroker
October 2010 - September 2016 · 5 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
March 2006 - June 2009 · 3 yrs 3 mos
Citistreet Advisors LLC
January 2001 - March 2006 · 5 yrs 2 mos
Citistreet Advisors LLCBroker
October 2000 - March 2006 · 5 yrs 5 mos
Citistreet Equities LLCBroker
May 2000 - October 2000 · 5 mos
State Street Capital Markets, LLCBroker
August 1998 - May 2000 · 1 yr 9 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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