James Mitchell
James Mitchell is a CFP-designated registered investment advisor at Voya Financial Advisors, INC., based in Boston, MA, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.75% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.0M | 2.35% |
| $2.0M - $5.0M | 2.10% |
| $5.0M - $10.0M | 2.05% |
| $10M+ | 2.00% |
Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.
Fee Estimator
Location
121 Seaport Boulevard, 11th floor, Boston, MA, 02210
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2009Other Business Activities
James owns a rental property through Northern Adventure LLC since 2016, with a property manager handling day-to-day operations. He spends minimal time checking on the home.
Employment History
Current Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Previous Registrations
Brightplan LLC
Fidelity Personal and Workplace Advisors
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Erick CaledoniaVoya Financial Advisors, INC.
- Salvatore DemaliaVoya Financial Advisors, INC.
- Benjamin Warren, CFPVoya Financial Advisors, INC.
- Aaron Stoner, CFPVoya Financial Advisors, INC.
- Jacob SolomitaVoya Financial Advisors, INC.
- Andrew Graham, CFPVoya Financial Advisors, INC.