JN
JN

Jerome Niles

27 Years of Experience
New York, NY
Broker

Jerome Niles is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 27 years of industry experience. Jerome is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 63 clients with $28M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
17 advisors
Number of Clients
63 clients
Average Client Portfolio
$445K average
Assets Under Management
$28.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

Fees are negotiable based on account composition, location of assets, and pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

725 Fifth Avenue, 23rd Fl., New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Dominari Securities LLC
April 2023 - Present · 3 yrs 6 mos
Dominari Securities LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Revere Securities LLCBroker
January 2021 - April 2023 · 2 yrs 3 mos
Morgan Stanley
May 2013 - January 2021 · 7 yrs 8 mos
Morgan StanleyBroker
May 2013 - January 2021 · 7 yrs 8 mos
Oppenheimer & CO. INC.
March 2009 - May 2013 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2009 - May 2013 · 4 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2003 - January 2009 · 5 yrs 7 mos
Sands Brothers & CO., LTD.Broker
December 1998 - November 2003 · 4 yrs 11 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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