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Salvatore Petetti

LPL Financial LLC
26 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance
View SEC Summary
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Salvatore Petetti is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

View Full SEC Brochure

Location

9480 S Eastern Ave Ste 205, Las Vegas, NV, 89123

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Salvatore is an insurance agent selling non-variable insurance, dedicating minimal time to this activity. He is also a managing member of two LLCs for tax/investment purposes, spending a significant amount of time on one of them and about 10-20% of his time on the other. Finally, he is associated with LV Advisor Group, LLC as a DBA for his LPL business, spending about a quarter of his time on it.

Employment History
Current Registrations
LPL Financial LLC
April 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
October 2015 - May 2018 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2015 - May 2018 · 2 yrs 7 mos
Ameriprise Financial Services, INC.Broker
January 2010 - November 2015 · 5 yrs 10 mos
Ameriprise Financial Services, INC.
January 2010 - November 2015 · 5 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2010 · 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2010 · 7 mos
Morgan Stanley & CO. Incorporated
December 2007 - June 2009 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2007 - June 2009 · 1 yr 6 mos
Banc of America Investment Services, INC.
October 2004 - December 2007 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
October 2004 - December 2007 · 3 yrs 2 mos
Quick & Reilly, INC.Broker
September 2004 - October 2004 · 1 mo
Quick & Reilly, INC.
September 2004 - October 2004 · 1 mo
PNC InvestmentsBroker
January 2004 - September 2004 · 8 mos
PNC Investments
January 2004 - September 2004 · 8 mos
Hilliard Lyons Asset Management
May 2003 - January 2004 · 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
May 2003 - January 2004 · 8 mos
Citigroup Global Markets INC.
May 2002 - June 2003 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
June 2000 - June 2003 · 3 yrs
Painewebber IncorporatedBroker
May 1999 - July 2000 · 1 yr 2 mos
State Registrations31 states
ARAZCACOFLIAIDINKSKYMAMIMOMTNCNDNENJNMNVNYOHORPASCTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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