Brad Sanders is a CFA-designated registered investment advisor at Cain, Watters & Associates, LLC, based in Frisco, TX, with 24 years of industry experience. Brad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,397 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at the firm's discretion. Other investment programs have different fee structures, such as the Pooled Investment Program at 0.65% total and Separately Managed Account Program charging up to 0.66% for Cain, Watters & Associates plus up to 0.70% for third-party managers.
Fee Estimator
Location
17 Cowboys Way, Suite 300, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brad is an Investment Adviser Representative of Cain, Watters & Associates, LLC, but spends minimal time in that role. He also works as a semi-professional musician for a few hours per week.
Employment History
Current Registrations
Cain, Watters & Associates, LLC
Tectonic Advisors LLC
Previous Registrations
First Dallas Securities, INC.
Hodges Capital Management INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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