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Philip Ressa

27 Years of Experience
Garden City, NY
1 DisclosureBroker

Philip Ressa is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (1)
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Customer Dispute
September 2009
Settled
Other Business Activities

Philip is involved in numerous real estate holding and development companies, primarily as a sole proprietor or owner. He dedicates minimal time to each activity, focusing on management oversight and property development.

Employment History
Current Registrations
Morgan StanleyBroker
January 2012 - Present · 14 yrs 4 mos
Morgan Stanley
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - January 2012 · 11 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - January 2012 · 13 yrs 4 mos
State Registrations44 states
AKAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip Ressa - Financial Advisor | TrueAdvisor