Joseph Esposito
Joseph Esposito is a registered investment advisor at The Pinnacle Financial Group, based in Rockville Centre, NY, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.
Location
9 South Long Beach Road, Rockville Centre, NY, 11570
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Joseph is involved in several business activities, including DBAs for his LPL business, real estate rentals, and providing investment advisory services through The Pinnacle Financial Group. He also dedicates minimal time to non-variable insurance.
Employment History
Current Registrations
The Pinnacle Financial Group
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Wachovia Securities Financial Network, INC.
Wachovia Securities Financial Network, INC.Broker
Prudential Securities IncorporatedBroker
UBS Painewebber INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.