Gregory Ritter
Gregory Ritter is a registered investment advisor at Emerson Equity LLC, based in San Mateo, CA, with 25 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
155 Bovet Road, Suite 725, San Mateo, CA, 94402
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2024Employment Separation After Allegations
October 2009Other Business ActivitiesSells Insurance
Gregory is a managing partner at Family Financial of Central Ohio, an entity used to market securities and insurance through a registered broker-dealer, dedicating time consistent with his broker-dealer work. Gregory also sells health insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fixed Income Securities, LPBroker
Morgan Stanley Dw INC.Broker
New England SecuritiesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Nationwide Investment Services CorporationBroker
Edward JonesBroker
Signator Investors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.