Thomas Hanna
Thomas Hanna is a registered investment advisor at Avantax Planning Partners, INC., based in Oxnard, CA, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 8,371 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fee Estimator
Location
1000 Town Center Drive, Suite 200, Oxnard, CA, 93036
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Criminal
January 1988Other Business ActivitiesSells Insurance
Thomas sells equity indexed annuities through Avantax Insurance Agency, dedicating minimal time to this activity. He is also a partner at Carey & Hanna Tax & Wealth Planners, working full-time as an accounting manager, and a partner at Investrite, spending minimal time on bookkeeping and tax filing.
Employment History
Current Registrations
Avantax Planning Partners, INC.
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.