Steven Lynch
Steven Lynch is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Bettendorf, IA, with 26 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
4323 Ontario Dr, Bettendorf, IA, 52722
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2003Criminal
October 1989Other Business ActivitiesSells Insurance
Steven is the president of the Ryander Place Condominiums association since 2017, dedicating minimal time to holding quarterly board meetings. Steven may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Beyer & CompanyBroker
UBS Painewebber INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.