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Lois Lopez

Bfc Planning, INC.
26 Years of Experience
Valencia, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Lois Lopez is a registered investment advisor at Bfc Planning, INC., based in Valencia, CA, with 26 years of industry experience. Lois is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24907 Avenue Tibbitts, Suite B, 2nd Floor, Valencia, CA, 91355

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2017
Final
Judgment / Lien
March 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lois is the president of 1st Liberty Financial, selling life, long-term care, disability, health, and supplemental insurance. She also works as a fitness consultant, writer, and sells artwork, dedicating minimal time to insurance sales as an independent agent.

Employment History
Current Registrations
Bfc Planning, INC.
January 2019 - Present · 7 yrs 9 mos
Berthel Fisher & Company Financial Services, INC.
June 2005 - Present · 21 yrs 4 mos
Berthel, Fisher & Company Financial Services, INC.Broker
March 2003 - Present · 23 yrs 7 mos
Berthel, Fisher & Company Financial Services, INC.
March 2003 - Present · 23 yrs 7 mos
Previous Registrations
Continental Capital Investment Services, INC.Broker
January 2002 - March 2003 · 1 yr 2 mos
Wma Securities, INC.Broker
March 2000 - January 2002 · 1 yr 10 mos
State Registrations14 states
AZCAIDINMDNENJORSCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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