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Richard Mireles

Independent Financial Group, LLC
19 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Mireles is a registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12671 High Bluff Drive, Suite 200, San Diego, CA, 92130

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2024
Final
Regulatory
September 2024
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is a seasonal tax preparer for H&R Block since 2009, dedicating about 10-20% of his time. He is also a licensed life and health insurance agent and a real estate agent, but spends minimal time on these activities.

Employment History
Current Registrations
Independent Financial Group, LLC
May 2010 - Present · 16 yrs 5 mos
Independent Financial Group, LLCBroker
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Western Financial Advisors
June 2008 - May 2010 · 1 yr 11 mos
Wfp SecuritiesBroker
May 2007 - May 2010 · 3 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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