CP
CP
Charles Pound is a registered investment advisor at LPL Financial LLC, based in Danville, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Danville, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2000Settled
Employment History
Current Registrations
LPL Financial LLCBroker
November 2012 - Present · 13 yrs 10 mos
LPL Financial LLC
November 2012 - Present · 13 yrs 10 mos
Previous Registrations
Vestor Capital, LLC
November 2012 - December 2012 · 1 mo
Vestor Capital Securities, LLCBroker
January 2011 - December 2012 · 1 yr 11 mos
Vestor Capital Partners, LLC
January 2011 - October 2012 · 1 yr 9 mos
Zacks & CompanyBroker
August 2008 - January 2011 · 2 yrs 5 mos
Zacks Investment Management, INC.
July 2008 - January 2011 · 2 yrs 6 mos
Amerivest Investment Management, LLC
May 2008 - July 2008 · 2 mos
TD Ameritrade, INC.
May 2008 - July 2008 · 2 mos
TD Ameritrade, INC.Broker
May 2008 - July 2008 · 2 mos
Wachovia Securities, LLCBroker
April 2007 - June 2007 · 2 mos
Wachovia Securities, LLC
April 2007 - June 2007 · 2 mos
Wells Fargo Investments, LLC
May 2003 - April 2007 · 3 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2003 - April 2007 · 3 yrs 11 mos
Prudential Securities Incorporated
June 2001 - May 2003 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
June 2001 - May 2003 · 1 yr 11 mos
Salomon Smith Barney INC.Broker
February 2001 - June 2001 · 4 mos
UBS Painewebber INC.Broker
October 1999 - March 2001 · 1 yr 5 mos
Sutro & CO. IncorporatedBroker
August 1998 - October 1999 · 1 yr 2 mos
State Registrations4 states
CAORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.