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CFP
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CFP

Michael Rose

Edward Jones
25 Years of Experience
Longmont, CO
Broker
View SEC Summary
View SEC Summary

Michael Rose is a CFP-designated registered investment advisor at Edward Jones, based in Longmont, CO, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2101 Ken Pratt Blvd, Suite 105, Longmont, CO, 80501-6567

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Edward Jones
January 2020 - Present · 6 yrs 9 mos
Edward JonesBroker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Hilltop Securities INC.
July 2018 - December 2019 · 1 yr 5 mos
Hilltop Securities INC.Broker
July 2018 - December 2019 · 1 yr 5 mos
Morgan StanleyBroker
June 2009 - April 2017 · 7 yrs 10 mos
Morgan Stanley
June 2009 - April 2017 · 7 yrs 10 mos
Citigroup Global Markets INC.
July 2007 - June 2009 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
July 2007 - June 2009 · 1 yr 11 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Banc One Securities Corporation
June 2004 - July 2005 · 1 yr 1 mo
Banc One Securities CorporationBroker
June 2004 - July 2005 · 1 yr 1 mo
MML Investors Services, INC.
July 2003 - June 2004 · 11 mos
MML Investors Services, INC.Broker
July 2003 - June 2004 · 11 mos
Charles Schwab & CO., INC.
July 2000 - July 2003 · 3 yrs
Charles Schwab & CO., INC.Broker
June 2000 - July 2003 · 3 yrs 1 mo
Painewebber IncorporatedBroker
September 1998 - May 2000 · 1 yr 8 mos
State Registrations18 states
ARAZCACOCTFLINKSMDMOMTNMOHOKORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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