Michael Oconnor is a registered investment advisor at Compound Planning, INC., based in Santa Rosa, CA, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,352 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Compound Planning offers investment management services, but the fees are not directly charged to individual investors. Instead, Compound provides these services to financial intermediaries, who then charge their own fees to their clients. Compound also offers a Turnkey Asset Management Program (TAMP) with fees ranging from 0.25% to 2.00% of assets under management, depending on the services selected by the financial intermediary.
Location
Santa Rosa, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Compound Planning, INC.
Previous Registrations
Advisor Partners
Advisor Partners, LLC
Prospera Financial Services, INC.Broker
Wrapmanager INC
Genworth Financial Wealth Management, INC.
Capital Brokerage CorporationBroker
Assetmark Capital CorporationBroker
Harris Bretall Sullivan & Smith LLC
First Security Van Kasper, INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Hotovec Pomeranz & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.