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Richard Dombrowski

Morgan Stanley
23 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
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Richard Dombrowski is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 23 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History (1)
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Criminal
January 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard serves as a trustee/co-trustee and agent/personal representative under power of attorney in Scottsdale, Arizona. These activities are investment-related and take minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2014 - Present · 11 yrs 11 mos
Morgan StanleyBroker
October 2014 - Present · 12 yrs
Previous Registrations
Bbva Securities INC.Broker
May 2013 - October 2014 · 1 yr 5 mos
Bbva Compass Investment Solutions, INCBroker
May 2011 - May 2013 · 2 yrs
Wells Fargo Investments, LLCBroker
May 2001 - December 2006 · 5 yrs 7 mos
Wells Fargo Securities INC.Broker
October 1998 - May 2001 · 2 yrs 7 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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