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David Gilg

Capital City Asset Management Group, LLC
23 Years of Experience
Powell, OH
5 Disclosures
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David Gilg is a registered investment advisor at Capital City Asset Management Group, LLC, based in Powell, OH, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 6 more. Their firm serves 261 clients with $80M in assets under management.

Capital City Asset Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
261 clients
Average Client Portfolio
$306K average
Assets Under Management
$79.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.90%
$250K - $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable and may be lower than stated maximums. Florida residents have a maximum fee of 2.0% for assets up to $500,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3789 Attucks Dr, Powell, OH, 43065

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2013
Final
Employment Separation After Allegations
June 2011
Customer Dispute
September 2008
Settled
Customer Dispute
June 2007
Settled
Customer Dispute
April 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David owns rental property and teaches a business management/finance course at Columbus State, dedicating a few hours per week. He also has a single-owner LLC for tax purposes.

Employment History
Current Registrations
Capital City Asset Management Group, LLC
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Chase Investment Services CORP.
February 2006 - June 2011 · 5 yrs 4 mos
Chase Investment Services CORP.Broker
July 2005 - June 2011 · 5 yrs 11 mos
Banc One Securities CorporationBroker
May 1999 - July 2005 · 6 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
March 1999 - April 1999 · 1 mo
The Lincoln National Life Insurance CompanyBroker
March 1999 - April 1999 · 1 mo
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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