VF
VF

Vaughn Flowers

13 Years of Experience
Powell, OH
1 DisclosureBroker

Vaughn Flowers is a registered investment advisor at Capital City Asset Management Group, LLC, based in Powell, OH, with 13 years of industry experience. Vaughn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 6 more. Their firm serves 261 clients with $80M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
261 clients
Average Client Portfolio
$306K average
Assets Under Management
$79.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.90%
$250K - $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable and may be lower than stated maximums. Florida residents have a maximum fee of 2.0% for assets up to $500,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

3789 Attucks Dr, Powell, OH, 43065

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2012
Final Disposition
Employment History
Current Registrations
Capital City Asset Management Group, LLC
February 2016 - Present · 10 yrs 8 mos
Capital City Securities, LLC
February 2016 - Present · 10 yrs 8 mos
Capital City Securities, LLCBroker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
August 2013 - February 2016 · 2 yrs 6 mos
MML Investors Services, LLCBroker
July 2013 - February 2016 · 2 yrs 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors