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Curtis Clark

Capital City Asset Management Group, LLC
21 Years of Experience
Powell, OH
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Curtis Clark is a registered investment advisor at Capital City Asset Management Group, LLC, based in Powell, OH, with 21 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 6 more. Their firm serves 261 clients with $80M in assets under management.

Capital City Asset Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
261 clients
Average Client Portfolio
$306K average
Assets Under Management
$79.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.90%
$250K - $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable and may be lower than stated maximums. Florida residents have a maximum fee of 2.0% for assets up to $500,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3789 Attucks Dr, Powell, OH, 43065

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History

Regulatory History (2)
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Judgment / Lien
September 2014
Judgment / Lien
July 2013
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Curtis is a managing partner for The Pension and Retirement Group, a financial services business. He dedicates full-time hours to this role and is compensated by commissions.

Employment History
Current Registrations
Capital City Asset Management Group, LLC
June 2016 - Present · 10 yrs 4 mos
Capital City Securities, LLC
May 2016 - Present · 10 yrs 5 mos
Capital City Securities, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Pruco Securities, LLC.Broker
March 2015 - January 2016 · 10 mos
Southeast Investments, N.c., INC.Broker
December 2013 - December 2014 · 1 yr
Nylife Securities LLCBroker
July 2011 - December 2013 · 2 yrs 5 mos
Natcity Investments, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
December 2003 - April 2008 · 4 yrs 4 mos
Foresters Equity Services, INC.Broker
November 2002 - November 2003 · 1 yr
State Registrations6 states
KYMINCOHRITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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