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Connor Keller

Live Oak Private Wealth, LLC
27 Years of Experience
Wilmington, NC
View SEC Summary
View SEC Summary

Connor Keller is a registered investment advisor at Live Oak Private Wealth, LLC, based in Wilmington, NC, with 27 years of industry experience. Connor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 7 more. Their firm serves 494 clients with $1.3B in assets under management.

Live Oak Private Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
494 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $20.0M0.50%
$20M+0.40%

Fees are negotiable based on factors such as anticipated future earnings, additional assets, account composition, and pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1741 Tiburon Drive, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Live Oak Private Wealth, LLC
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - September 2018 · 5 yrs 8 mos
Bb&t Securities, LLC
January 2013 - September 2018 · 5 yrs 8 mos
Scott & Stringfellow, LLC
September 2004 - January 2013 · 8 yrs 4 mos
Scott & Stringfellow, LLCBroker
September 2004 - January 2013 · 8 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
February 2000 - January 2002 · 1 yr 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 1999 - August 2004 · 5 yrs 2 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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