Mark Herega
Mark Herega is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 27 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
331 Newman Springs Rd Bldg 2, 2nd Fl Ste 221 [J4-RBO], Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2016Other Business Activities
Mark operates Flight Instruction and Ferrying of Aircraft under the name Mark Herega DBA, starting in 2022. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Painewebber IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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