John Faustino
John Faustino is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11440 W Bernardo Ct Ste 253, San Diego, CA, 92127
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2015Customer Dispute
August 2011Other Business Activities
John is a non-profit board member for the Kiwanis Club of Poway since 2018, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Ernst & Young Investment Advisers LLP
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Cantella & CO., INC.
Cantella & CO., INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.