John Faustino
John Faustino is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
11440 W Bernardo Ct Ste 253, San Diego, CA, 92127
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2015Customer Dispute
August 2011Other Business Activities
John is a non-profit board member for the Kiwanis Club of Poway since 2018, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Ernst & Young Investment Advisers LLP
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Cantella & CO., INC.
Cantella & CO., INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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