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Kenneth Helman

Wells Fargo Advisors
27 Years of Experience
Hackensack, NJ
2 DisclosuresBroker
View SEC Summary
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Kenneth Helman is a registered investment advisor at Wells Fargo Advisors, based in Hackensack, NJ, with 27 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

401 Hackensack Ave, Ste 901, Hackensack, NJ, 07601

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Customer Dispute
February 2006
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is involved in several investment-related activities, including ownership of multiple rental properties and ownership in ARK Asset Advisors. He also has 100% ownership in Alexisandjustin Inc and SCRP, LLC.

Employment History
Current Registrations
Wells Fargo Advisors
May 2016 - Present · 10 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
May 2016 - Present · 10 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Oppenheimer & CO. INC.
May 2009 - June 2016 · 7 yrs 1 mo
Oppenheimer & CO. INC.Broker
January 2009 - June 2016 · 7 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
October 1998 - April 2007 · 8 yrs 6 mos
State Registrations47 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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