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Robert O'herlihy

Wells Fargo Advisors
43 Years of Experience
Hackensack, NJ
1 DisclosureBroker
View SEC Summary
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Robert O'herlihy is a registered investment advisor at Wells Fargo Advisors, based in Hackensack, NJ, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

401 Hackensack Ave, Ste 901, Hackensack, NJ, 07601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1993
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert has 100% ownership in Blue Horseshoe Holdings since 2019, dedicating minimal time. He is also a trustee for Blue Horseshoe Holdings 401k since 2016, spending minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
May 2016 - Present · 10 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Oppenheimer & CO. INC.
May 2009 - June 2016 · 7 yrs 1 mo
Oppenheimer & CO. INC.Broker
May 2009 - June 2016 · 7 yrs 1 mo
Citigroup Global Markets INC.
January 2004 - May 2009 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
November 2003 - May 2009 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
September 1992 - December 2003 · 11 yrs 3 mos
Painewebber IncorporatedBroker
July 1989 - August 1992 · 3 yrs 1 mo
Shearson Lehman Hutton INC.Broker
January 1985 - July 1989 · 4 yrs 6 mos
Greentree Securities CORP.Broker
August 1983 - February 1985 · 1 yr 6 mos
Patten Securities CORP.Broker
December 1982 - July 1983 · 7 mos
State Registrations15 states
AKAZCOCTDCFLIDLAMDNCNJNVNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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