Beth Walker
Beth Walker is a registered investment advisor at Exceptional Wealth & Family Office, based in Colorado Springs, CO, with 28 years of industry experience. Beth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Divorce Planning, Education Planning, and 7 more. Their firm serves 206 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum asset management fee is 2% per year. All asset management fees are negotiable.
Fee Estimator
Location
422 East Vermijo Avenue, Suite 200A, Colorado Springs, CO, 80903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Beth sells fixed insurance products, including life, disability, annuities, and long-term care, with time commitment varying. She also owns Nanaimo LLC DBA Center for College Solutions, provides college planning services, is an author, a trustee for family trusts, and a senior financial specialist for College Hero.
Employment History
Current Registrations
Exceptional Wealth & Family Office
Previous Registrations
Cwm, LLC
Cetera Advisor Networks LLCBroker
LPL Financial LLC
The Wealth Consulting Group
LPL Financial LLCBroker
New England SecuritiesBroker
New England Securities Corporation
MML Investors Services, INC.
MML Investors Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
First Montauk Securities CORP.Broker
Linsco/private Ledger CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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