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JL
CFP
JL
CFP

Jonathan Locklear

LPL Financial LLC
23 Years of Experience
Tampa, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jonathan Locklear is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 23 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 Bayshore Blvd Ste 960, Tampa, FL, 33606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan operates BT Wealth Advisors as a DBA for his LPL business. This activity is not investment-related.

Employment History
Current Registrations
LPL Financial LLC
December 2016 - Present · 9 yrs 10 mos
LPL Financial LLC
November 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
International Assets Investment Management, LLC
December 2012 - September 2013 · 9 mos
International Assets Advisory, LLCBroker
October 2012 - September 2013 · 11 mos
Nepsis Capital Management, INC.
November 2011 - April 2013 · 1 yr 5 mos
Pacific West Financial Consultant INC
March 2010 - March 2011 · 1 yr
Pacific West Securities, INC.Broker
December 2009 - March 2011 · 1 yr 3 mos
Colonial Asset Management INC
April 2005 - October 2009 · 4 yrs 6 mos
Colonial Brokerage, INC.Broker
February 2005 - October 2009 · 4 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - March 2005 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - March 2005 · 1 yr 4 mos
Raymond James & Associates, INC.
July 1999 - November 2003 · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
June 1999 - November 2003 · 4 yrs 5 mos
State Registrations13 states
AZCAFLGAILINMDMSNCNJOHUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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