Craig Arfsten
Craig Arfsten is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2002Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Craig operates Prosperion Financial Advisors as a DBA for his LPL business. He also refers business to an insurance professional through Capstone Planning Solutions LLC and shares in the commissions, and provides financial planning and consulting services through Prosperion Corporate Wellness, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prosperion Corporate Wellness
Prosperion Corporate Wellness
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.