RC
RC
Rafael Cisternas is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
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Customer Dispute
February 2013Denied
Customer Dispute
October 2008Denied
Customer Dispute
September 2003Denied
Employment History
Current Registrations
Morgan StanleyBroker
March 2016 - Present · 10 yrs 4 mos
Morgan Stanley
March 2016 - Present · 10 yrs 4 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - April 2016 · 13 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
February 2001 - April 2016 · 15 yrs 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
December 2000 - January 2003 · 2 yrs 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
December 2000 - January 2003 · 2 yrs 1 mo
Lehman Brothers INC.Broker
February 1999 - November 2000 · 1 yr 9 mos
State Registrations21 states
CACOCTDCDEFLGALAMAMNNCNJNMNYOKPASDTXVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.