Thea Lewis
Thea Lewis is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Newport Beach, CA, with 24 years of industry experience. Thea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
16 Corporate Plaza Dr, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2019Other Business Activities
Thea is a parent advisory board member for Corona Del Mar High School Sailing, assisting with logistics and event planning. This activity requires about 10-20% of her time and is not investment-related.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
American Funds Distributors, INC.
American Funds Distributors, INC.Broker
Northern Lights Distributors, LLCBroker
Sierra Investment Management INC
Pension Architects Advisory Group, LLC
Penniall & Associates
United Planners' Financial Services of America a Limited PartnerBroker
Transamerica Financial Advisors, INCBroker
Planco Financial Services, LLCBroker
Payden & Rygel
Payden & Rygel DistributorsBroker
American Funds Distributors, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.